Posted: September 13th, 2017
Compliance Assignment
Order Description
Produce a paper for discussion, considering how the current economic and political environment,
together with increased political and media focus, is currently impacting upon, or has the potential
to impact upon compliance matters within a regulated firm in a jurisdiction and sector of your
choice.
Your answer should be supported by relevant examples and include coverage of, but not be limited
to, topics such as the following:
? how the regulatory environment has changed over recent years
? current regulatory developments
? plans for future regulatory development
? impact upon the structure, strategy and objectives of the Compliance function
? current potential barriers to effective compliance
? consequent opportunities and threats to the regulated firm.
Total 100 Marks
Guidance
? Please submit one document only in a Microsoft word format
? Save the assignment as your user ID number e.g. ICTD373055
? Word Count should be between 2,500-3,500. This includes all footnotes, in text references and
appendices but excludes any bibliography, reference or contents page(s). N.B. Appendices
should only be used in exceptional circumstances and should consist of only brief extracts or
tables.
? Further advice on all aspects of assignment writing and submission is available in the Student
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