Posted: February 23rd, 2017

In response to unethical conduct in the securities industry, in 2002 Congress enacted the Sarbanes-Oxley Act (SOX). How did SOX try to prevent these conflicts?

Anita Rodriguez registers multiple domain names resembling the names of famous personalities and companies to gather attention to her personal business. Under the circumstances, can the Anticybersquatting Consumer Protection Act (ACPA) statute be applied? What are the requirements for its application?

How does the forum-selection clause of an international contract differ from a choice of law clause?

After the disasters in the banking and financial industries in 2008, a number of conflicts of interest were discovered in many securities firms. Specifically, in many instances, the person/agency who prepared the financial statements for the firm would also verify the accuracy of those statements. Investment bankers and securities analysts of the same firm shared information, and the analysts were paid or pressured by the securities firms to write glowing reports of companies from which the investment bankers of the firm were earning fees. In response to unethical conduct in the securities industry, in 2002 Congress enacted the Sarbanes-Oxley Act (SOX).

How did SOX try to prevent these conflicts?

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